Compliance Officer Jobs

Frederick Fox - Newport Beach, CA, United States

Job Description: The Chief Compliance Officer (CCO) will oversee and manage all aspects of the firm's compliance program to ensure adherence to regulatory requirements, industry standards

from: linkedin.com - 2 days ago

JW Michaels & Co. - , CA, United States

- MNPI exp, new marketing rules, fund formation, fund structuring. - Targeting 10+yrs exp.

from: linkedin.com - 2 days ago

Capital One - Plano, United States (+9 locations)

. The associate is responsible for conducting internal assessments in partnership with information security officers, application owners, and service owners with PCI-DSS compliance tasks such as evidence

from: us.lifeworq.com - 22 days ago

iNtegrity - Sacramento, CA, United States

potential suspicious activity. Conduct and review internal SAR investigations and prepare summaries and recommendations for presentation to the BSA Compliance Officer. Audit Currency Transaction Report (CTR

from: linkedin.com - 3 days ago

Maranon Capital - Chicago, IL, United States

POSITION Title: Compliance Officer Location: Chicago, Illinois Reports to: Chief Compliance Officer / Chief Administrative Officer QUALIFICATIONS The Compliance Officer will possess a strong attention

from: linkedin.com - 3 days ago

Sierra Executive Solutions Inc - Black Hawk, CO, United States

Key responsibilities: • Oversee the activities of the Internal Compliance Officer, and ensure all required reports, responses, filings and requests are submitted to the Colorado Division of Gaming

from: linkedin.com - 2 days ago

Larson Maddox - Washington, DC, United States

A nationally recognized, technology driven pharmaceutical manufacturer is currently looking to bring on an Assistant General Counsel and Compliance Officer. The Assistant General Counsel will develop

from: linkedin.com - 4 days ago

Larson Maddox - Chicago, IL, United States

A Chicago-based proprietary trading firm is seeking a Deputy Chief Compliance Officer. The ideal candidate will be a forward-thinking problem solver, adept at anticipating challenges, discerning

from: linkedin.com - 2 days ago

Maryland Department of General Services - Baltimore, MD, United States

Compliance Officer” in the subject line of the e-mail. This position is open until filled. For questions, call our HR Office at 410-767-4985. For more information about DGS, please visit: https

from: linkedin.com - 3 days ago

Taylor Root - Chicago, IL, United States

My client is a market-leading, award-winning direct lender and experienced credit asset manager seeking a Compliance Officer for their Content Compliance team. They specialize in delivering reliable

from: linkedin.com - 3 days ago